PAUL A. BONIN, Judge.
This is a wrongful death and survival action arising out of the death of Gordon Serou, Sr., at a New Orleans hospital in the aftermath of Hurricane Katrina. The plaintiffs are Mr. Serou's surviving spouse (Judy Serou) and their three adult children (Gordon Serou, Jr.; Stephen Serou; and Dr. Michael Serou). The three principal defendants are the hospital, Specialty Hospital of New Orleans, Inc. ("SHONO"); the hospital's lessor, Touro Infirmary ("Touro"); and the company that contracted to provide emergency generator services to Touro, Aggreko, LLC ("Aggreko").
Although the plaintiffs' claims against the trio of defendants are tort (premises liability) claims, the duties on which their tort claims are based arise out of two separate contractual arrangements: (1) the Lease and Services Agreement between Touro and SHONO; and (2) the Hurricane Contingency Plan Agreement ("HCPA") between Touro and Aggreko.
Under the Lease and Services Agreement, SHONO leased the seventh floor of
Under the HCPA, Aggreko agreed to provide certain emergency generator services to Touro. Aggreko's alleged breach of the HCPA was the basis for the plaintiffs' claims against it. In response to being joined as a defendant, Aggreko filed a cross claim against Touro for contractual indemnification under the HCPA. Touro, in turn, filed a similar cross claim for indemnification against Aggreko. Before trial, Aggreko and Touro severed and continued their cross claims; and the plaintiffs settled their claims against both SHONO and Aggreko.
Following a bench trial, the district court allocated fault 70% to SHONO, 30% to Touro, and 0% to Aggreko. The district court awarded the plaintiffs total damages of $345,000 against Touro — $300,000 for the wrongful death damages (30% of $1,000,000) and $45,000 for the survival damages (30% of $150,000). From this judgment on the plaintiffs' principal demand, Touro appeals. Having reviewed the record, the evidence therein, and the applicable law, we affirm the district court's judgment.
While the plaintiffs' principal demand was under advisement, the district court granted Aggreko's motion for summary judgment dismissing Touro's indemnity cross claim against it.
The facts of this case are complex and best understood if divided into three sections: (i) Mr. Serou's medical history, (ii) the events at Touro, and (iii) the events at SHONO.
In the early 1980's, Mr. Serou was diagnosed with Parkinson's disease. In the late 1980's, he suffered a heart attack. His family cared for him at home until 2003. In 2003, he broke his hip, underwent hip replacement surgery, and permanently lost his ability to walk. From 2003 to 2005, he was a resident at Woldenberg Nursing Home where he received hospice care.
On July 26, 2005, Mr. Serou was admitted to Touro for treatment of decubitus ulcers (bedsores) on his left hip and buttock. On August 3, 2005, Mr. Serou was discharged from Touro and admitted to SHONO's long-term acute care facility, located on the seventh floor of Touro (also called "Q-7"). On that date, his treating physician, Dr. Jacqueline Langie, prepared the following "physician discharge summary":
From Saturday, August 27, through Tuesday, August 30, Dr. Theodore Borgman, Jr., an internal medicine doctor, saw Mr. Serou daily because he was covering Dr. Langie's patient rounds. Although he had no independent recollection of Mr. Serou, Dr. Borgman explained his notes (and absence of notes) in Mr. Serou's chart as follows:
As ordered by Dr. Borgman, on August 27, a SHONO nurse contacted River Region Hospice seeking to discharge Mr. Serou to that facility and to reinstitute hospice care. Due to the threat posed by the hurricane, River Region Hospice was not accepting new patients. For this reason, Mr. Serou was still a patient of SHONO when Hurricane Katrina made landfall on Monday, August 29.
On Sunday, August 28, the Mayor of the City of New Orleans ordered a mandatory evacuation of the city, which excluded hospital employees and their patients. Both Touro and SHONO activated their emergency disaster plans and independently decided to shelter-in-place.
On August 28, Touro went into "lock down" mode and required that all visitors exit the hospital. According to Dr. Kevin Jordan, Touro's Director of Medical Affairs in August 2005, a SHONO supervisor was present in the facility after Touro went into lock down; however, the SHONO
Ultimately, Touro suffered the loss of both its water supply, which the New Orleans Sewerage and Water Board ("S & WB") provided, and its electrical supply, which Entergy provided.
The "Emergency Chilled Water Loop" plan was designed to provide air conditioning to a portion of Touro's main hospital building in the event of a power outage. The portion of the hospital that was to receive emergency air conditioning included only the first three floors, which was where the communication center was located. The seventh floor, where SHONO's unit was located, was excluded. To provide for the excluded areas, Touro had a separate system, referred to as the "Emergency Spot Cooler Locations" system.
Under the "Emergency Spot Cooler Locations" system, the locations of multiple spot coolers were designated on a map; the purpose of the designated locations was to ensure the spot coolers had emergency backup generator power. Four spot coolers were designated for the seventh floor; two of those spot coolers were designated to be placed in the SHONO unit near the nursing station.
To obtain a backup generator for the emergency chilled water loop and fifty spot coolers for the emergency spot cooler locations, Touro entered into the HCPA with Aggreko. On August 28, Aggreko delivered the spot coolers and the generator. On August 29, the Aggreko generator failed within hours of being put into service. In addition to a backup generator, Touro's emergency chilled water loop was dependent upon its water supply from the S & WB, which ultimately failed as a result of the breach of the levees.
When Hurricane Katrina made landfall, SHONO had sixteen patients admitted to its inpatient facility.
At trial, Nurse Johnson testified that she was a SHONO employee and a member of the activation team for the storm. She testified that none of the sixteen patients on the SHONO unit were terminal or expected to die in the next few days following the hurricane. She further testified that, after the power went out, it became "extremely hot" and unbearable on the SHONO unit. They were without air conditioning, open windows, running water, flushing toilets, and telephones. She described the conditions as akin to "living in a third world country."
Contrary to the testimony of Touro's witness, Nurse Johnson testified that the only lights on the SHONO unit were at the nursing station, not in the patients' rooms.
According to Nurse Johnson, after they lost power and air conditioning, the SHONO patients began to experience heat-related problems, such as profuse sweating, elevated body temperatures, and agitation. Although she testified that all the SHONO patients experienced symptoms of heat exhaustion, Nurse Johnson had no specific recall of Mr. Serou. In order to take care of the patients' heat-related problems, Nurse Johnson testified that the SHONO nurses stripped the patients naked and placed wet clothes on the patients' head and neck areas.
The SHONO nurses stopped charting on certain patients by August 30. Nurse Johnson explained that they stopped charting because they were attending to life saving measures. The last chart note the SHONO nurses entered on Mr. Serou was a medication administration record note entered on August 30, and vital signs recorded on August 29. On August 31, Mr. Serou died at SHONO. At 5:00 p.m. Dr. Victor Tedesco, IV, declared Mr. Serou dead and wrote in the chart: "Hurricane note Pt. [patient] expired 2° [secondary to] heat." Shortly thereafter, Nurse Johnson prepared the Consent for Donation of Anatomical Gift form for the Louisiana Organ Procurement Association ("LOPA") in which she listed the cause of death as "Cardiopulmonary Arrest 2° Hyperthermia."
In August 2006, the plaintiffs commenced this suit against Touro, SHONO, and SHONO's insurer, Columbia Casualty Company. In their petition, which was amended multiple times, the plaintiffs allege that from August 3, 2005, the date he was transferred from Touro and admitted to SHONO, until August 31, 2005, the date he died, Mr. Serou required the daily use of an IV pump and a Clinitron bed. He also required assistance with eating, bathing, and mobility. The petition further alleges that despite the mandatory evacuation order issued by the mayor, Touro and SHONO failed to evacuate their patients and failed to ensure that they had the proper life-sustaining equipment, staff, and
In response, Touro and SHONO filed exceptions of prematurity asserting that the petition alleged medical malpractice and thus was required to be submitted to a medical review panel.
At the November 2007 hearing on the exceptions of prematurity in this case, Touro and SHONO acknowledged that the LaCoste case was controlling; and the district court denied the exceptions.
In June 2009, the plaintiffs amended their petition to add Aggreko as an additional defendant. As noted, the basis for the claims against Aggreko was the HCPA that Touro and Aggreko entered into in June 2005 for emergency generator services. Under that contract, Aggreko was responsible for providing emergency generator power in order to allow the main air conditioner to be operational despite a power outage. The plaintiffs alleged that Aggreko provided one emergency generator to Touro; however, the generator stopped functioning within hours of being put into service. The plaintiffs further alleged that the generator was inadequate, faulty, and completely insufficient to satisfy Touro's needs. The plaintiffs thus allege that Aggreko breached its obligations to Touro and, in turn, to those individuals being treated at the hospital, including Mr. Serou. In response to being named as a defendant, Aggreko filed a cross claim against Touro for indemnification under the HCPA. Touro responded by filing a cross claim against Aggreko seeking the same relief.
In September 2010, the district court granted the motion for partial summary judgment filed by Touro and SHONO and dismissed with prejudice all the plaintiffs' claims for medical malpractice.
In June 2011, the district court granted SHONO's motion for partial summary judgment finding no genuine issues of material fact that under the Lease and Services Agreement in effect between Touro and SHONO "at the time of, during, and until the time the facility was evacuated after Hurricane Katrina on September 1, 2005, Touro as lessor to SHONO was required to provide air conditioning and supply emergency power to that portion of its facility which comprised the SHONO Unit; the leased premises."
In July 2011, the district court granted in part Aggreko's motion for summary judgment as to the plaintiffs' contract claims. The district court found that as to the contractual claim that Mr. Serou was a third party beneficiary of the HCPA, Aggreko was entitled to summary judgment. The district court reasoned that there is no language in the HCPA indicating a benefit was intended for Mr. Serou. The district court, however, denied Aggreko's motion for summary judgment as to the plaintiffs' tort claims. The district court reasoned that there were genuine issues of material fact as to why the generator did not serve its intended purpose, including "whether there was a malfunction with the generator, when that malfunction may have occurred, and what role that malfunction played in Mr. Serou's death, if any." This court denied Aggreko's writ application seeking review of this ruling. Serou v. Touro Infirmary, 11-1023 (La.App. 4 Cir. 7/25/11) (unpub.).
Also in July 2011, the district court denied Aggreko's motion for summary judgment on the cross-claim asserted by Touro against it finding genuine issues of material fact as to "whether the HCPA was breached, and if so, by whom and when." This court denied Aggreko's writ application seeking review of this ruling. Serou v. Touro Infirmary, 11-1024 (La. App. 4 Cir. 7/25/11) (unpub.).
On July 29, 2011, the district court granted Aggreko's motion to sever and to continue the cross-claims of Aggreko and Touro from the trial of this matter. Before the trial, the plaintiffs settled and dismissed their claims against SHONO and Aggreko. Thus, the sole defendant at trial was Touro, and the sole claims at trial were the plaintiffs' premise liability (negligence) claims.
In August 2011, a six-day bench trial was held. Following the close of the evidence, the district court took the case under advisement. While the case was under advisement (before rendering judgment), the district court held a hearing on Aggreko's re-urged motion for summary judgment. On September 29, 2011, the district court granted Aggreko's motion and found that Touro "failed to establish that Aggreko, LLC's conduct was the proximate or legal cause of the Plaintiffs' injuries."
On October 5, 2011, the district court rendered judgment in the plaintiffs' favor. In its reasons for judgment, the district court outlined the basis for its finding of fault on the part of Touro and SHONO as follows:
The district court allocated fault 70% to SHONO, 30% to Touro, and 0% to Aggreko. The district court awarded wrongful death damages of $400,000 to the surviving spouse (Judy Serou), and $200,000 to each of the three surviving children (Gordon Serou, Jr.; Stephen Serou; and Dr. Michael Serou). The district court also awarded survival damages of $150,000. The total damages awarded were thus $1,150,000. Touro was cast in judgment for $345,000 (30% of $1,150,000), plus interest and costs. From this judgment, Touro appeals.
As noted, joined with this appeal is Touro's separate appeal from the district court's judgment granting Aggreko's motion for summary judgment dismissing Touro's cross claim against it. Aggreko's cross claim against Touro remains pending in the district court. Aggreko also filed an answer to Touro's appeal from the granting of the motion for summary judgment seeking resolution of additional issues.
In civil cases, Louisiana courts of appeal apply the manifest error standard of review to the trier of fact's factual findings. Hall v. Folger Coffee Co., 03-1734, p. 9 (La.4/14/04), 874 So.2d 90, 98. Under the manifest error standard of review, the trier of fact's factual findings cannot be reversed unless the appellate court determines that those findings are manifestly erroneous. Detraz v. Lee, 05-1263, p. 7 (La.1/17/07), 950 So.2d 557, 561. When there are two permissible views of the evidence, the trier of fact's choice between them cannot be manifestly erroneous. Rosell v. ESCO, 549 So.2d 840, 844 (La. 1989).
The manifest error standard of review also applies to "mixed questions of law and fact." Brasseaux v. Town of Mamou, 99-1584, pp. 7-8 (La.1/19/00), 752 So.2d 815, 820-821. However, "[a]ppeal of a district court's ruling on the admissibility of evidence is a question of law and is not subject to the `manifest error' rule," 19 Frank L. Maraist, Louisiana Civil Law Treatise: Evidence and Proof, § 2.10 (2012 ed.). Questions of law are reviewed de novo. See First Nat. Bank, USA v. DDS Const., LLC, 11-1418, pp. 10-11 (La.1/24/12), 91 So.3d 944, 952.
In any negligence action, including a premises liability action, the plaintiff has the burden of proving by a preponderance of the evidence the following five elements: 1) duty of care owed by defendant to plaintiff; 2) breach of that duty by defendant; 3) cause-in-fact; 4) legal causation; and 5) damages to plaintiff caused by that breach. Zimko v. American Cyanamid, 03-0658, p. 21 (La.App. 4 Cir. 6/8/05), 905 So.2d 465, 481-82. Touro contends that none of the five elements has been satisfied.
Whether a duty is owed — the threshold issue in a negligence case-is a question of law. Ponceti v. First Lake Properties, Inc., 11-2711, p. 2 (La.7/2/12), 93 So.3d 1251, 1252; see also Harris v. Pizza Hut of La., Inc., 455 So.2d 1364, 1371 (La.1984). Whether a legal duty is owed by one party to another depends on the facts and circumstances of the case and the relationship of the parties. Montgomery v. Max Foote Const. Co., 621 So.2d 90, 92 (La.App. 2d Cir.1993). Whether the duty was breached is a question of fact. Mundy v. Department of Health and Human Resources, 620 So.2d 811, 813 (La. 1993).
In this case, Touro does not dispute that it had a duty; rather, it disputes the district court's imposition of an alleged "overly-onerous" duty. Touro's position is that its only duty to Mr. Serou was as lessor of the premises. It points out that a lessor's duty is simply to repair known defects in the premises.
Touro still further contends that the district court erred in finding it owed an independent duty to Mr. Serou to maintain the environment of care at SHONO during and after Hurricane Katrina. Touro argues that the district court erred in relying on its pre-trial ruling on SHONO's motion for summary judgment to impose a duty to provide air conditioning to Mr. Serou, a SHONO patient. Touro contends that the district court ignored the distinction between holding Touro had a duty to SHONO, another party to the Lease and Services Agreement, and holding that Touro had a separate, independent duty to the "customer" of its lessee, Mr. Serou.
Touro further argues that by finding it owed a duty to the plaintiffs based on the Lease and Services Agreement, the district court, in essence, found they were third party beneficiaries of that contractual arrangement with SHONO. Touro contends that this finding is incorrect and inconsistent with the holding in State v. Joint Comm'n on Accreditation of Hospitals, Inc., 470 So.2d 169, 170 (La.App. 2d Cir.1985) (the "JACH" case), which rejected a similar argument. The JACH case involved the alleged negligent inspection and accreditation by the Joint Commission of a state hospital. Rejecting the argument that the hospital's patients were third party beneficiaries, the court reasoned that "[a]ny benefit in favor of the hospital's patients which resulted from the contractual agreement was merely incidental. JCAH did not contract to monitor, regulate or supervise the standard of Conway's patient care." Id. at 178. By analogy, Touro contends that the plaintiffs are not third party beneficiaries of the Lease and Services Agreements between Touro and SHONO. Touro also argues that it did not breach any duty to Mr. Serou because industry standards and custom in effect at the time of Hurricane Katrina did not require hospitals to provide air conditioning in the event of an emergency and failure of outside power sources.
The plaintiffs counter that, given the specialized facility Touro was providing to SHONO, a special relationship was created that gave rise to a duty of care to all patients in its facility. Moreover, they point out that, under the Services Agreement, Touro was still providing some services to SHONO's patients, such as therapy and transportation services. Alternatively, the plaintiffs contend that Touro assumed a duty of care to SHONO's patients. They contend that by choosing to shelter in place, Touro voluntarily assumed the duty to provide a safe environment for all the patients in its facility, including SHONO's patients. In support of this contention that Touro assumed a duty to all patients, the plaintiffs cite the trial testimony of Dr. Kevin Jordan that "we [Touro] had a responsibility because the [SHONO] patients were physically located in the building, to make sure the patients were getting the same level of care as anyone else."
The plaintiffs contend that Touro breached its duty by failing to plan to provide air conditioning (chilled air) to any floor above the third floor. They further contend that because Touro did not plan to provide air conditioning to the upper floors, Touro should have taken the following steps on the upper floors (including the seventh floor): monitored the ambient temperature, monitored the patients for heat-related symptoms, or moved patients to a cooler part of the hospital in the event the temperature became unbearable.
To place the issues presented in context requires we briefly outline the applicable standards regarding emergency preparation in a hospital setting. The applicable standards, as Touro's expert and lay witnesses testified, are those established by the Joint Commission of the Accreditation of Hospital Organizations ("JCAHO"). JCAHO is responsible for accrediting health care organizations such as hospitals. As noted elsewhere, the Services Agreement required that Touro comply with JCAHO standards. Two of Touro's experts, George Jamison and Dr. James Aiken, testified that JCAHO standards are not minimum standards. Indeed, Mr. Jamison characterized JCAHO standards as "the Cadillac of standards, constantly evolving and changing, upgrading."
JCAHO standards require hospitals to demonstrate emergency preparedness by showing they have an emergency management plan that addresses the following six areas:
Bruce A. Cranner and Toni J. Ellington, A Guide for In-House Counsel: Hospital Emergency Planning for Disasters, Natural and Man-Made, In-House Defense Quarterly 8, 9-10 (Spring 2012).
According to JCAHO standards, health care providers should first perform a hazard vulnerability analysis in order to decide the best methods in which to respond to disasters. JCAHO's New Emergency Planning Rules Require Hazard Vulnerability Analysis, 7 No. 11 OSHA Guide for Health Care Facilities Newsletter 3 (June 2001). The emergency management plan should "coordinate the logistics of maintaining supplies of food, drugs and other critical medical supplies throughout an emergency." Id. "If the health care facility will be providing continuous service during a disaster or emergency [sheltering-in-place], the plan should identify how to secure backup sources of power, water and ventilation, if necessary." Id. (Emphasis supplied).
At trial, Touro's corporate representative, Scott Landry, who was Director of Facilities Management at the time of Hurricane Katrina, testified as a fact witness. Mr. Landry was questioned regarding a 2003 Touro Safety Committee Quarterly Report, which included the following statement:
Mr. Landry explained that "EC," which means environment of care, is a component of the JCAHO accreditation process. When asked whether the reference to "air" in the above-quoted provision refers to "air conditioning" being a necessity, Mr. Landry replied in the negative. His understanding was that the reference to "air" does not mean air conditioning; rather, it means ventilation. Explaining his answer, he noted that this provision talks about "air," but "[t]he [JCAHO] requirements talk about ventilation." Continuing, he explained that "if the intent was that it was going to be air conditioning then it would say HVAC [heating, ventilation, and air conditioning]. It wouldn't say air. It wouldn't say ventilation."
Mr. Landry acknowledged that, pursuant to the Lease and Services Agreement, Touro was responsible for providing emergency backup power and air conditioning to the SHONO unit, the leased space. However, he testified that it was not Touro's responsibility to provide air conditioning to the SHONO unit when Touro was on emergency backup power, as it was post-Hurricane Katrina. Mr. Landry explained that providing air conditioning in the event of an outside power failure was not a requirement under the JCAHO guidelines and for that reason, it was not included as a requirement under its contractual arrangements with SHONO. At this juncture, the district court asked Mr. Landry for clarification.
The district court sought to clarify the meaning that Mr. Landry was giving to the term "air conditioning." The district court pointed out that during the course of the trial it heard two different definitions of the term "air conditioning." This distinction was made by Touro's expert witness,
In response to the district court's request that he clarify which concept he was referring to, Mr. Landry replied that he was unaware of any regulations that required refrigerated (chilled) air in the patient areas as a backup. Mr. Landry, however, agreed that the conditioning (moving) of air was required by the regulations. He further testified that Touro satisfied the requirement of providing for the movement of air on the SHONO unit post-Hurricane Katrina by "[o]pening windows and having fans [spot coolers] to cross ventilate the space."
Mr. Landry still further testified that he implemented the spot cooler plan and that he was certain the spot coolers were on the SHONO unit for the hurricane. He expressly disagreed with Nurse Johnson's testimony that the spot coolers were not on the SHONO unit. He acknowledged there was no provision to monitor the ambient temperature on the unit; however, he pointed out that Touro had floor walkers. He also disagreed with Nurse Johnson's statement that it got very hot. He testified, like other Touro witnesses, that it got "warm."
At trial, Mr. Jamison — who was qualified as an expert in the field of Plant Operations, Director of Plant Operations for Hospitals and Hospital Systems — opined that in August 2005, the JCAHO Life Safety Codes did not require that hospital patients be provided with air conditioning, i.e., cooler air coming through the vents as if it was under normal operations. Employing the distinction he articulated between refrigerated and conditioned air, Mr. Jamison testified that "refrigerated air is not [a life safety requirement for a hospital], the conditioning of air is" a requirement. He explained that "if air is not moved it becomes totally stale."
According to Mr. Jamison, the JCAHO requirement of conditioning, filtering, or moving of air can be satisfied by opening windows, using box fans, or using spot coolers. Mr. Jamison noted that hospitals generally screw their windows shut to avoid accidents; hence, hospitals can satisfy the requirement by unscrewing the windows, opening the windows, putting a fan in, or using a spot cooler to lift the air. Mr. Jamison testified that if Touro opened windows and had box fans and spot coolers to lift the air, it satisfied the JCAHO requirement.
Mr. Jamison opined that the inability to provide refrigerated air conditioning in a hospital — even in August in New Orleans — is not a life threatening condition. When asked to explain his answer, which the district court allowed, yet noted was "lay opinion" — Mr. Jamison responded:
Echoing Mr. Jamison's testimony, a trio of physicians — Dr. James Aiken, Dr. Jordan, and Dr. Borgman — described multiple nursing interventions besides refrigerated
Dr. Aiken, who was qualified as an expert in the clinical aspects of hospital emergency preparation, testified that the resources available to a physician seeking to treat a patient suffering from heat-related illness in a facility without air conditioning include cooling devices, such as fans or ice or anything that allows the body to transmit heat from itself to the environment; IV fluids, which can be administered by gravity and without an IV pump; and misting the patient. He further testified that "[m]ost of the care that we provide in hospitals does not critically need electricity." He still further testified that, in his professional opinion, there was no reason that a patient who was receiving critical care would die of a heat-related illness.
Dr. Jordan, an emergency care expert, testified that in an emergency backup power mode without air conditioning, "the easiest thing to do is basically wet the patient down preferably with wet towels and then blow a fan over them," which will bring a patient's core body temperature down. Similarly, Dr. Borgman, an internal medicine expert, testified that the nursing interventions available to counter the effect of "heat-like symptoms" include misting down a patient with water and manual IV feeds by gravity.
To recap, both Touro's expert witness (Mr. Jamison) and lay witness (Mr. Landry) testified that the ability to provide refrigerated air to any part of the hospital, including the SHONO unit, was not a JCAHO requirement. Touro also presented three medical experts who testified that there were alternative methods to refrigerated air available to cool down a patient and to ameliorate the adverse effects of any heat-related symptoms a patient might experience.
The sole evidence presented by the plaintiffs to establish a requirement on Touro's part to provide refrigerated air to the SHONO unit was the testimony of their emergency preparedness expert, Robert R. Latham, Jr.
The gist of Mr. Latham's testimony was that air conditioning (refrigerated air) is a "basic need" for a vulnerable patient population.
Mr. Latham's criticism of Touro's failure to plan for providing air conditioning (refrigerated air) for its vulnerable patient population was based on his own personal opinion as to what a hospital should do, as opposed to any objective standards establishing what a hospital is required to do. As the Louisiana Supreme Court has admonished, "experts may not rely on their own conclusions as authority in the absence of any objective support" Carrier v. City of Amite, 10-0007, pp. 5-6 (La.10/19/10), 50 So.3d 1247, 1250 (citing Grdinich v. Bradlees, 187 F.R.D. 77 (S.D.N.Y.1999) (holding the expert's testimony was without foundation because "[w]ithout `industry standards' to rely upon, [the expert] seems to base his conclusions on his own authority")). Mr. Latham, like Sears' expert in the Carrier case cited no industry standards in support of his opinion that Touro had a duty to provide for refrigerated air condition for vulnerable patient populations, such as SHONO's patients, in the event of an outside power failure. In contrast, as discussed above, Touro presented expert testimony that JCAHO standards did not require hospitals to provide refrigerated air condition in the event of an outside power failure.
Although the record does not support a finding that Touro had a duty to provide refrigerated air conditioning to SHONO's patients, the record does support a finding that Touro had a duty to provide adequate ventilation (conditioned air). As Mr. Landry testified, Touro's plan to satisfy that requirement called for two spot coolers on the SHONO unit and to break windows, if necessary, to provide ventilation. The district court made a factual finding that Touro failed to provide the two spot coolers. That finding is not manifestly erroneous. As noted, Nurse Johnson testified that she worked in the area of the nursing station where the spot coolers were designated on the map to be located, yet she did not recall seeing any spot coolers. Dr. Jordan, in response to the district court's questioning, testified that he could not remember seeing spot coolers on the SHONO unit when he made rounds there. Touro did present testimony that it broke windows after Hurricane Katrina; however, there was no testimony
In this part, we address Touro's contention that the district court's judgment should be reversed because the plaintiffs failed to prove causation. The district court assigned fault to both Touro and SHONO and, thus, implicitly found that the plaintiffs met their burden of proving causation. The district court's reasons for judgment, however, are silent as to the basis for its causation finding. Having reviewed the record, we conclude that the plaintiffs met their burden of proof and find no merit in Touro's assignment of error on this point. Under Louisiana law, a plaintiff in a tort case must prove causation by a preponderance of the evidence. Lasha v. Olin Corp., 625 So.2d 1002, 1005 (La.1993); Maranto v. Goodyear Tire & Rubber Co., 94-2603, 94-2615 (La.2/20/95), 650 So.2d 757 (holding that a plaintiff in a personal injury suit has the burden of proving a causal relationship between the injury and the accident which caused the injury). Causation is a question of fact and is subject to the manifest error standard of review. Green v. K-Mart Corp., 03-2495, p. 3 (La.5/25/04), 874 So.2d 838, 841. Expert medical testimony is required when the conclusion regarding medical causation is one that is not within common knowledge. Chavers v. Travis, 04-0992, p. 10 (La.App. 4 Cir. 4/20/05), 902 So.2d 389, 395 (citing Hutchinson v. Shah, 94 0264, p. 3 (La.App. 1 Cir. 12/22/94), 648 So.2d 451, 452).
Although this is not a medical malpractice case, the plaintiffs nonetheless had the burden of proving a causal relationship between the injury sustained and the accident which caused the injury. Indeed, the Louisiana Supreme Court in LaCoste, supra, expressly noted that while the allegations of failure to provide sufficient emergency power and to have a plan to evacuate were not medical malpractice claims and while expert medical evidence was not required to establish the wrongful conduct, expert medical evidence likely was required to establish causation. LaCoste, 07-0008 at p. 11, 966 So.2d at 526-27 (noting that "[e]xpert medical evidence may be necessary to establish causation with regard to the death of Mrs. LaCoste.").
Touro contends that the plaintiffs failed to prove that it caused or contributed to Mr. Serou's death or suffering. Simply stated, Touro's position is that no qualified witness testified that Mr. Serou expired as a result of hyperthermia or the environmental conditions at Touro or SHONO. Touro emphasizes that Dr. Tedesco, the physician who pronounced Mr. Serou dead and wrote the hurricane note in his chart, testified at trial that he had no opinion as to the cause of Mr. Serou's death. According to Touro, the sole suggestion in the record that Mr. Serou died from hyperthermia or the environmental conditions at Touro or SHONO is a single, eight word progress note (hurricane note) written on August 31 by Dr. Tedesco, which reads: "Hurricane note Pt. [patient] expired 2° [secondary to] heat 5 PM."
The plaintiffs counter that they proved that Mr. Serou's cause of death was due to heat, hyperthermia. Citing McKelvey v. City of Dequincy, 07-0604, p. 9 (La.App. 3 Cir. 11/14/07), 970 So.2d 682, 689, they contend that they were required to provide the court only with competent evidence of the cause of death. The competent evidence they presented, according to the plaintiffs, consists of Dr. Tedesco's August 31 chart note, Dr. Tedesco's deposition
Our review of the entire record reveals that the plaintiffs introduced sufficient evidence to support the district court's finding of causation. As noted, Dr. Tedesco officially pronounced Mr. Serou dead on August 31 and wrote an entry in the Mr. Serou's chart, which reads: "Hurricane note Pt. [patient] expired 2° [secondary to] heat 5 PM." Dr. Tedesco identified this chart note in his July 1, 2010 deposition testimony and stood by his August 31, 2005 conclusion as to the cause of Mr. Serou's death. Specifically, Dr. Tedesco testified in his deposition that one to two SHONO patients died due to hyperthermia in the aftermath of Hurricane Katrina. Further, at the time of his deposition, Dr. Tedesco, unlike all other medical caregivers who testified in this matter, seemed to have some recollection of Mr. Serou:
On deposition cross-examination, Dr. Tedesco admitted that: 1) he did have an opportunity to examine Mr. Serou while Mr. Serou was alive; 2) his chart note was based on his examination of Mr. Serou's chart and conversations with the SHONO nurses; 3) the last reported observations of Mr. Serou — charted on August 31, 2005 — indicate that Mr. Serou was in stable condition; 4) the results of Mr. Serou's autopsy — performed nearly two months later on October 20, 2005 — are inconclusive as to the cause of death. On re-direct examination, Dr. Tedesco, however, testified that hyperthermia could have set in between the time that the nurses stopped charting on Mr. Serou — August 29, 2005 — and the time that Dr. Tedesco wrote the August 31, 2005 chart note. Dr. Tedesco also testified that Mr. Serou's October 20, 2005, autopsy indicated that the body was in a state of "advanced post-mortem decomposition" and that this state would have made it more difficult to perform an autopsy. The deposition concluded with the following colloquy, initiated by counsel for the Serou plaintiffs:
At trial, Dr. Tedesco no longer had any recollection of examining Mr. Serou prior to writing the chart note. Further, Dr. Tedesco also recanted his chart note and
The plaintiffs' attorney then showed Dr. Tedesco an excerpt from the chart of Mr. Serou's roommate in the SHONO unit. On the night of August 31, apparently a few hours after Mr. Serou died,
Dr. Tedesco acknowledged that in his deposition, even after the deficiencies in the chart were called to his attention, he stated that it was his opinion that Mr. Serou died from heat. Dr. Tedesco also testified that after his deposition, Touro's attorneys met with him and discussed his testimony regarding Mr. Serou.
Nevertheless, at trial Dr. Tedesco admitted that it was a "reasonable possibility" that Mr. Serou died from heat related symptoms and that, in general, it was "certainly a good chance" that other Touro patients died from heat related causes in the aftermath of Hurricane Katrina.
In sum, the two areas of divergence between Dr. Tedesco's deposition and trial testimony were that he no longer recollected Mr. Serou, and that he retracted his
At the beginning of trial, the district court refused the plaintiffs' request to admit Dr. Tedesco's deposition.
Likewise, we are not prepared to state that the district court erred in its substantive use of Dr. Tedesco's deposition. First, as noted, Touro failed to object to the district court's substantive use of the deposition and failed to allege as error any such reliance. Second, out of all the medical testimony introduced into evidence, Dr. Tedesco's deposition testimony presented the only instance of a physician who seemed to have some recollection of Mr. Serou and the conditions in his room. Third, our review of the record indicates that, save his recollection of Mr. Serou and the retraction of his opinion on cause of death, there is little else of substantive difference between Dr. Tedesco's deposition and trial testimonies. Fourth, Dr. Tedesco's deposition is supported by other evidence in the record. As noted, six of the sixteen patients in the SHONO unit died in the aftermath of Hurricane Katrina between August 29 and 31.
Later, Mr. Hirsch testified that conditions in the hospital were "very hot" and "very uncomfortable." For example, the plaintiffs introduced an article entitled "In the Eye of the Storm," which was published in the Winter 2005 edition of the Touro Focus. In the article, Mr. Hirsch, is quoted as stating that in the aftermath of the hurricane, "[o]ur [Touro's] backup generators were failing. We began losing lighting, air conditioning and elevator service. It quickly became unbearably hot, especially for patients." The plaintiffs also introduced the SHONO Nurse's note in Ms. Serou's roommate's chart stating that the "[r]oom is unbearably hot." At trial, however, the remainder of Touro's witnesses testified, almost identically, that conditions in the hospital were merely "warm." The plaintiffs also point out that the SHONO nurses communicated with Dr. Tedesco regarding the patient's condition and the environment of care before he declared Mr. Serou dead and wrote the hospital note.
The burden of establishing medical causation was on the plaintiffs. Touro presented three medical experts who opined that Mr. Serou did not die from hyperthermia, although they had no idea as to the actual cause of Mr. Serou's death. The district court in its reasons for judgment, as Touro points out, contains no discussion of the issue of whether the plaintiffs satisfied their burden of establishing causation. Taken together, Dr. Tedesco's hurricane chart note and his deposition opinion indicate that it was more probable than not that Mr. Serou died from hyperthermia. For the reasons discussed above, the district court did not err in relying on that recanted deposition opinion testimony regarding the hurricane note as substantive evidence. The plaintiffs, accordingly, presented sufficient medical evidence that Mr. Serou died as a result of hyperthermia.
Because the plaintiffs presented sufficient evidence that Touro was a cause of Mr. Serou's death or suffering, the district court did not err in rendering judgment in the plaintiffs' favor and against Touro.
In this part, we address Touro's assertion that the district court erred in its allocation of comparative fault between Touro and SHONO. As noted, the district court allocated fault 70% to SHONO, 30% to Touro, and 0% to Aggreko. Specifically, Touro argues that the testimony and evidence presented at trial does not support the apportioning of any percentage of fault to Touro. Touro, instead, argues that the evidence establishes that the primary causes for Mr. Serou's death were the actions and inactions of SHONO and its staff. Touro's staff, it argues, fulfilled all of SHONO's needs during Hurricane Katrina and the storm's aftermath. The plaintiffs, on the other hand, argue that in
With regard to allocation of fault, great deference is afforded to a trier of fact. Clement v. Frey, 95-1119, 95-1163, p. 7 (La.1/16/96), 666 So.2d 607, 610. "[A]llocation of fault is not an exact science, or the search for one precise ratio, but rather an acceptable range, and that any allocation by the fact finder within that range cannot be `clearly wrong.'" Foley v. Entergy La., Inc., 06-0983, p. 32 (La.11/29/06), 946 So.2d 144, 166. Only after making a determination that the trier of fact's apportionment of fault is clearly wrong can an appellate court disturb the award. Clement, 95-1119, p. 7, 666 So.2d at 611. In determining allocation of fault, a trier of fact is obligated to consider the nature of each party's wrongful conduct and the extent of the causal relationship between that conduct and the damages suffered. See Watson v. State Farm Fire and Cas. Ins. Co., 469 So.2d 967, 971 (La. 1985). When considering the nature of the conduct of the parties, various factors may influence the degree of fault assigned, including: (1) whether the conduct resulted from inadvertence or involved an awareness of the danger; (2) the size of risk was created by the conduct; (3) the significance of what was sought by the conduct; (4) the capacities of the actor, superior or inferior; and (5) any extenuating circumstances which might require the actor to proceed in haste, without proper thought. Clement, 95-1119, p. 7, 666 So.2d at 610.
Upon a careful review of the record, and after having discussed the facts at length over the course of this opinion, we find that the district court's findings as to the allocation of fault are reasonable and were not clearly wrong. Accordingly, Touro's assignment of error on this point is without merit.
In this part we turn to Touro's assertion that the district court's award of damages was excessive and must be reduced. As noted, the district court awarded wrongful death damages of $400,000 to the surviving spouse (Judy Serou), and $200,000 to each of the three surviving children (Gordon Serou, Jr.; Stephen Serou; and Dr. Michael Serou). The district court also awarded survival damages of $150,000. The total damages awarded were, thus, $1,150,000. Touro was cast in judgment for $345,000 (30% of $1,150,000), plus interest and costs. On appeal, Touro asserts that each of the awards is excessive, unsupported by the evidence adduced at trial, and out of line with past awards made under similar circumstances.
Damages for wrongful death are intended to compensate a victim's beneficiaries for their loss following the victim's death. Turner v. Lyons, 03-0186, p. 11 (La.App. 4 Cir. 1/28/04), 867 So.2d 13,
Our review of the testimony and the evidence supports the district court's finding that Mr. Serou had a close and loving relationship with his wife and sons. Mr. and Mrs. Serou married when she was sixteen years old. Mrs. Serou testified to never knowing another man and that Mr. Serou was still the love of her life at the time of his death. The record indicates that the Serou family enjoyed the usual things families did such as hobbies, like model railroading, sports-related activities engaged in by some of the sons, vacations, and participation in work functions and church events. After Mr. Serou was first diagnosed with Parkinson's disease in the 1980's, and even more so when it became limiting in the 90's, Mrs. Serou and her sons cared for Mr. Serou in their home. It was not until after he broke his hip in 2003 that he went in into custodial care at Woldenberg Nursing Home. During the period of time he was in Woldenberg, from 2003 until his admission to Touro in 2005, Mrs. Serou visited him virtually every day. Mrs. Serou testified to visiting Mr. Serou, caring for him, reading to him, and feeding him on a daily basis, despite his medical condition while he was in Woldenberg. Clearly, Mrs. Serou was devoted to Mr. Serou and loved him deeply. After Mr. Serou was admitted to Touro and then SHONO, Mrs. Serou continued to see him every day until she was informed that she would not be allowed to stay with him at the hospital during the storm.
All three of Mr. Serou's sons testified to having a close and loving relationship with their father. Gordon, Jr., the oldest son, testified that he visited his father two times a week while Mr. Serou was at Woldenberg. After Mr. Serou was admitted to SHONO, Gordon Jr. testified to visiting him on weekends plus another day a week. Like Mrs. Serou, Gordon Jr. testified to assisting in Mr. Serou's care. Gordon Jr. testified to visiting him, reading to him, telling him jokes and feeding him. Stephen, the middle son, lived at home as an adult with Mr. Serou. Thus, he was very involved in the care of Mr. Serou while he was home, but was unable to continue working due to complications from his Parkinson's disease. After his father was moved to Woldenberg, Stephen testified to visiting him approximately once a month. He testified that he was unable to visit more often because he had to take over many of the household chores so that his mother was free to visit his father on a daily basis. Nevertheless, Stephen testified
Having reviewed the testimony and the evidence, we cannot say that the district court abused its discretion in awarding the four Serou plaintiffs a combined total of $1,000,000.00 in wrongful death damages.
Likewise, we find no abuse of discretion in the district court's award of $150,000.00 in survival damages. La. Civil Code art. 2315.1 A provides for survival actions as follows: "If a person who has been injured by an offense or quasi offense dies, the right to recover all damages for injury to that person, his property or otherwise, caused by the offense or quasi offense, shall survive for a period of one year from the death of the deceased." Generally, survival damages are warranted if plaintiff presents any evidence ("a scintilla") of pain or suffering on the part of the decedent. Giammanchere v. Ernst, 96-2458 (La.App. 4 Cir. 5/19/99), 742 So.2d 572, 575. Fright, fear and mental anguish during the ordeal are compensable. Id., at 576.
Our review of the testimony reveals that Sethany Johnson, a qualified expert in nursing, testified regarding the general conditions to which Mr. Serou was exposed on the SHONO ward in the aftermath of the storm: "Several of the patients began to sweat profusely. They began to increase breathing. Their temperatures, when they were taken, became highly elevated. They became a little agitated or apprehensive and began to struggle." Nurse Johnson also testified that symptoms of hyperthermia include air hunger or gasping for air, temperature elevations, elevated blood pressure, increased heart rate, nausea, vomiting and skin hot to the touch. Nurse Johnson testified that all of the SHONO patients, such as Mr. Serou, experienced at least some of these symptoms. Clearly, the plaintiffs presented, at the least, a scintilla of evidence in support of their claim for survival damages on behalf of Mr. Serou. Accordingly, the district court's award of $150,000.00 in survival damages was not an abuse of discretion.
In this part we address Touro's assignments of error regarding the district court's judgment that granted Aggreko's motion for summary judgment on Touro's claim for indemnification. Touro's cross-claim for indemnification arises out of events that occurred near the start of the 2005 Hurricane season. In June 2005 Touro and Aggreko signed the HCPA, which provided that, in exchange for $15,075.00, Aggreko agreed to guarantee the availability to Touro of a pre-selected generator package in the event of a hurricane striking the New Orleans area. Specifically, the HCPA called for Aggreko to deliver to Touro the following: 1) one 800kW generator; 2) one filled 1,100 gallon external fuel tank; 3) one trailer; and 4) fifty 1.1 ton spot cooling units. The generator was intended to power certain pieces of equipment within the hospital that were components of Touro's air conditioning system and were used to provide chilled air to the first three floors of Touro's main building. According to the
Nevertheless, Aggreko delivered the generator package when requested to do so by Touro. Specifically, Touro's Scott Landry spoke with Aggreko's Todd Hastings on August 25 and 26, 2005, in order to arrange for the delivery of the generator package, which was delivered on Sunday, August 28, 2005. Touro lost power at approximately 3:00 a.m. on August 29, 2005. The Aggreko generator was activated at that time. While the testimony is somewhat conflicting, it is clear that Touro's staff began to experience problems with the Aggreko generator almost immediately after it was activated and that it was completely inoperable within four hours of its initial activation.
Further, the evidence adduced at trial reveals that Aggreko failed to deliver an external fuel tank that was full of generator fuel. That is to say, Aggreko delivered an external fuel tank, but it was not full of generator fuel. After the hurricane had passed, and the full extent of the damage to the community came to be known, Touro personnel concluded that they needed to obtain additional generator fuel. Subsequently, Touro accepted a delivery of fuel from a tanker truck operated by uniformed military personnel. Unfortunately, that fuel proved to be contaminated, and the contaminated fuel shut down those Touro generators that supplied backup power to life safety circuitry on Touro's seventh floor — the floor that contained SHONO.
Subsequent to the events of August 2005, the plaintiffs filed suit against Touro and amended their original petition several times, eventually naming Aggreko as a defendant. Thereafter, Aggreko filed a cross-claim against Touro, who responded by filing a cross-claim for indemnification against Aggreko. Touro's basis for liability against Aggreko is an indemnification clause found within the HCPA, which provides in part:
Thus, Aggreko agreed to indemnify and hold Touro harmless for damages incurred by third parties that resulted from the negligence or fault of Aggreko.
Touro in its cross-claim pled that Aggreko breached the HCPA in that it failed to provide the amount of fuel referenced in the HCPA, and it failed to provide a functioning and operable generator. Touro further asserted, among other things, that Aggreko's alleged breach was the legal and proximate cause of plaintiffs' damages, and sought indemnification for any sums to which it was cast in judgment in connection with the plaintiffs' demands.
Aggreko first filed a motion for summary judgment on Touro's cross-claim on June 2, 2011. The district court subsequently denied Aggreko's motion, finding that there were "questions of fact surrounding whether the HCPA was breached,
In the district court below, Aggreko argued that summary judgment was warranted because: 1) its own failure to properly perform under the contract was, in essence, excused by Touro's failure to timely make payment under the terms of the contract; and 2) Touro cannot establish that any actions or inactions by Aggreko were a legal or proximate cause of the plaintiffs' injuries. Whatever the merits of Aggreko's contractual argument, it is clear that the district court granted the motion based upon its finding that Touro cannot meet its burden of proving causation.
Appellate courts review the granting of summary judgment de novo under the same criteria governing the district court's consideration of whether summary judgment is appropriate. See Hare v. Paleo Data, Inc., 11-1034, p. 9 (La.App. 4 Cir. 4/4/12), 89 So.3d 380, 387. "A summary judgment may be rendered dispositive of a particular issue, theory of recovery, cause of action, or defense, in favor of one or more parties, even though the granting of summary judgment does not dispose of the entire case." La. C.C.P. art. 966 E. "[A] motion which shows that there is no genuine issue as to material fact and that the mover is entitled to judgment as a matter of law shall be granted." La. C.C.P. art. 966 C(1). "The burden of proof remains with the movant." La. C.C.P. art. 966 C(2). "However, if the movant will not bear the burden of proof at trial on the matter that is before the court on the motion for summary judgment, the movant's burden on the motion does not require him to negate all essential elements of the adverse party's claim, action, or defense, but rather to point out to the court that there is an absence of factual support for one or more elements essential to the adverse party's claim, action, or defense." Id. "Thereafter, if the
Touro asserts that summary judgment on the issue of causation in its cross-claim against Aggreko was improper because of genuine issues of material fact. We agree. The evidence adduced at trial reveals that the generator delivered by Aggreko to Touro in advance of Hurricane Katrina never worked properly and was completely inoperable within four hours of its activation. Further, it was established at trial that Aggreko failed to provide Touro with a full fuel tank, which led Touro's staff to accept from a military source fuel that was subsequently found to be contaminated. Similarly, it was eventually discovered that this contaminated fuel led to the shutdown of those Touro generators which were responsible for supplying backup power to SHONO. Likewise, the district court found specifically, within the context of the plaintiffs' demands, that Touro: 1) had a responsibility to SHONO patients to provide and maintain its premises in a safe and working condition; 2) was contractually obligated to provide emergency backup power and air conditioning to SHONO; 3) failed to provide air conditioning to SHONO; and 4) failed to provide SHONO and its patients with a safe environment. Additionally, the district court found that Mr. Serou died as a result of heat-related illness, which was caused in part by the foregoing enumerated failings.
Having reviewed the record, we find that there is a genuine issue of fact as to whether Touro's inability to provide air conditioning and backup power to SHONO during the aftermath of Hurricane Katrina — failings that the district court connected causally to the plaintiffs' injuries — resulted, in part, from Aggreko's failure to provide a functioning backup generator and the contracted-for-amount of generator fuel. Specifically, we find that there is a genuine issue of material fact as to whether Touro personnel would have felt compelled to accept the contaminated fuel — which subsequently rendered inoperative those generators providing backup power to SHONO — had Aggreko provided Touro with the contracted-for-amount of generator fuel. Clearly, with respect to Touro's and Aggreko's competing cross-claims, we find that genuine issues of fact remain as to whether Aggreko's failures to perform under the terms of the HCPA can be causally linked to the plaintiffs' injuries. Accordingly, we reverse the district court's judgment that granted Aggreko's motion for summary judgment on Touro's cross-claim and remand this matter to the district court. Because we reverse the judgment, those issues raised by Aggreko in its answer to Touro's appeal are now moot.
For the foregoing reasons, the judgment of the district court awarding the plaintiffs wrongful death and survival damages against Touro (the judgment on the principal demand) is affirmed. The judgment of the district court dismissing Touro's cross-claim against Aggreko (the judgment on the incidental demand) is reversed, and Aggreko's answer to Touro's appeal is rendered moot. Touro's cross-claim is remanded to the district court for proceedings consistent with this opinion.
LEDET, J., dissents with reasons.
LEDET, J., dissents with reasons.
In my opinion, the dispositive issue on this appeal is causation. Because I would
As the majority points out, the Serou Plaintiffs contend that they proved Mr. Serou's cause of death was due to heat, hyperthermia. Citing McKelvey v. City of Dequincy, 07-604, p. 9 (La.App. 3 Cir. 11/14/07), 970 So.2d 682, 689, the Serou Plaintiffs contend that they only were required to provide the court with competent evidence of the cause of death. The competent evidence they presented, according to the Serou Plaintiffs, consists of the following: Dr. Tedesco's August 31 chart note, which reads: "Hurricane note Pt. [patient] expired 2° [secondary to] heat" (referred to as the "hurricane note"); Dr. Tedesco's deposition testimony in which he held to his position that Mr. Serou died secondary to heat; and Dr. Tedesco's trial testimony in response to a hypothetical question that heat was a possible cause of Mr. Serou's death. Alternatively, the Serou Plaintiffs contend that the so-called Housley presumption, which is based on Housley v. Cerise, 579 So.2d 973, 980 (La.1991), applies and that proof of a reasonable possibility of a causal connection is sufficient.
The majority concludes that Dr. Tedesco's chart note coupled with his deposition testimony was sufficient evidence to establish that it was more probable than not that Mr. Serou died from hyperthermia. I disagree. I would find that Dr. Tedesco's chart note coupled with his recanted deposition testimony was insufficient evidence to establish causation. I would further find that the Serou Plaintiffs failed to present any other competent medical evidence of causation. I would still further find that the Serou Plaintiffs' reliance on the Housley presumption is misplaced.
This court in Williams v. Stewart, 10-0457, pp. 6-7 (La.App. 4 Cir. 9/22/10), 46 So.3d 266, 272, summarized the jurisprudence regarding the Housley presumption as follows:
The application of the Housley presumption of causation to the facts is a question of fact and subject to manifest error review. Williams, 10-0457 at pp. 8-9, 46 So.3d at 273; Detraz v. Lee, 05-1263, p. 9 (La.1/17/07), 950 So.2d 557, 562-63.
Applying those principles to the facts of this case, the Serou Plaintiffs cannot establish the threshold Housley requirement of establishing that Mr. Serou was in good health before the accident (in this case before the hurricane). Although Mr. Serou's treating physician, Dr. Langie, in her August 3, 2005, discharge summary quoted earlier, states that "[t]he patient is usually in a very good state of health," Dr. Borgman questioned the statement. As Dr. Borgman pointed out, the statement is inconsistent with the prior line of the discharge summary, which reads: "[t]he patient is a 67-year-old male [nursing home resident] ... with a diagnosis of Parkinson's disease, dementia, coronary artery disease, as well as paralysis agitans." Dr. Borgman further testified that Mr. Serou was suffering from "a long list of ailments," which he enumerated as follows: "[h]e was demented. And the dementia appeared to be progressive since early in August judging by the progress notes. He had Parkinson's Disease. He had contractures and he had a large decubitus described over the hip."
Likewise, Dr. Tedesco characterized Mr. Serou "as a pretty frail guy." According to Dr. Tedesco, Mr. Serou was an appropriate candidate for hospice care given that he had "severe dementia and was uncommunicative, and again with the muscle contractures and large decubitus ulcers." When asked whether there was any indication in Mr. Serou's chart that he had less than six months to live, Dr. Tedesco replied that "it seems that way to me." Dr. Tedesco explained that "his body contractures, his decubitus, dementia, inability to get out of bed on his own, most patients with those combinations of factors are going to come with, you know, a combination of infections ... you tend to be kind of at the end of life."
On the other hand, Mr. Serou's wife and three children testified that they had no expectation that Mr. Serou was going to die within a few months. Nonetheless, his wife and children all acknowledged that Mr. Serou had a long history of Parkinson's disease, heart disease, and immobility following a broken hip in 2003. The record thus does not support a finding that Mr. Serou was in "good health" before the hurricane.
Given the lack of any presumption of causation, the Serou Plaintiffs were required to present competent evidence of the cause of death. As noted, the Serou Plaintiffs contend, and the majority agrees, that the competent evidence they presented included Dr. Tedesco's July 1, 2010 deposition testimony. In his deposition,
At trial, Dr. Tedesco recanted his hurricane note and his prior deposition testimony; particularly, he testified in response to the Serou Plaintiffs' counsel's questions as follows:
The Serou Plaintiffs' attorney then showed Dr. Tedesco an excerpt from the chart of Mr. Serou's roommate in the SHONO unit. On the night of August 31, apparently a few hours after Mr. Serou died,
Dr. Tedesco acknowledged that in his deposition, even after the deficiencies in the chart were called to his attention, he stated that it was his opinion that Mr. Serou died from heat. The following colloquy between the Serou Plaintiffs' counsel and Dr. Tedesco then took place:
In sum, Dr. Tedesco's trial testimony was that he no longer held an opinion based, on his review of the entire record that Mr. Serou died from hyperthermia (heat).
Dr. Tedesco was also asked whether it was just a coincidence or whether it had
When asked about monitoring such patients, Dr. Tedesco testified "[t]hat's what nursing care is all about."
At the beginning of trial, the trial court refused the Serou Plaintiffs' request to admit Dr. Tedesco's deposition.
"In civil cases the traditional Louisiana rule — that a witness' prior inconsistent statements are admissible only to attack the witness' credibility, and not for their assertive value — continues in force." George W. Pugh, Robert Force, Gerald A. Rault, Jr., and Kerry Triche, Handbook on Louisiana Evidence Law, La. C.E. art. 801, Authors' notes (4) at p. 631 (2011 ed.)("Louisiana Evidence Handbook").
Louisiana Evidence Handbook, La. C.E. art. 607, Authors' Note 9 at pp. 540-41; See also La. C.C.P. art. 1450(A)(providing for the admission of deposition testimony "so far as admissible under the rules of evidence.") It follows then that "[a] prior inconsistent statement offered only to impeach is not substantive evidence which will support a judgment in favor of the party offering it." 19 Frank L. Maraist, Louisiana Civil Law Treatise: Evidence and Proof, § 9.6 (2011).
The only exception to the restrictions imposed by the hearsay rule alluded to in this case is for a party's statement offered against him. That exception for a party's statement, however, is not applicable in this case. Contrary to the Serou Plaintiffs' suggestion, Dr. Tedesco testified that he was not an employee of Touro. I thus would find the Serou Plaintiffs' reliance on Dr. Tedesco's deposition testimony as competent, substantive evidence to satisfy their burden of establishing causation is misplaced.
As noted, the Serou Plaintiffs also rely on a hypothetical question their counsel posed at trial to Dr. Tedesco, which was as follows:
As Touro points out, Dr. Tedesco expressly hinged his response to the above question on the hypothetical patient having "no other medical problems." Such was not the case for Mr. Serou; he had a host of other medical problems. Mr. Serou's prior medical problems were discussed earlier in this dissent in addressing the inapplicability of the Housley presumption given that Mr. Serou was not in "good health" before the hurricane. The Serou Plaintiffs' reliance on Dr. Tedesco's response to the above hypothetical question as competent evidence of causation is thus misplaced.
The Serou Plaintiffs also suggest that causation can be inferred from the circumstances. As the majority notes, six of the sixteen patients in the SHONO unit died in the aftermath of Hurricane Katrina between August 29 and 31.
Although circumstantial evidence may be used to meet a plaintiff's burden of proof of causation, the evidence, if circumstantial evidence is relied upon, must taken as a whole exclude every other reasonable hypothesis with a fair amount of certainty. Lacey v. La. Coca Cola Bottling Co., 452 So.2d 162 (La.1984). In this case, Dr. Borgman provided a list, which did not include hyperthermia, of what could have killed Mr. Serou; he testified:
The Serou Plaintiffs offered no medical evidence to exclude all of these other reasonable hypotheses of what caused Mr. Serou's death with a "fair amount of certainty." Lacey, supra. In contrast, Touro provided the testimony of three medical experts — Dr. Tedesco, Dr. Borgman, and Dr. Jordan — that the cause of Mr. Serou's death was not hyperthermia.
Dr. Borgman testified that it was more probable than not that the cause of Mr. Serou's death was not hyperthermia. He testified that there were at least three reasons why he did not believe Mr. Serou died from hyperthermia:
Although the trial court would not allow Dr. Borgman to testify regarding his discussions with the pathologist, the court allowed him to give the opinion he formed after receiving the information. Dr. Borgman testified that he formed the opinion that "there is no evidence for heat stroke, but I can not tell you why he died." However, Dr. Borgman reiterated that in his opinion Mr. Serou did not die because of hyperthermia.
Addressing the lack of any indication in the record that Mr. Serou had any IV fluids after August 30 when the nurses stopped charting, Dr. Borgman testified that "[t]here no indication in the record that he did, but none that he did not." Dr. Borgman was questioned regarding Nurse Johnson's testimony that the IV pumps were not working after they lost electricity and that they were not able to efficiently administer the drugs and hydration from the IV to the patient. Dr. Borgman replied that "it would have been a very simple matter to turn off the IV pump and just let the IV run in at the rate like we used to do years ago." He further noted that there is no indication that Mr. Serou stopped getting IV fluids. Moreover, Dr. Borgman testified that, during the time he treated Mr. Serou (from August 27 to 30), he never ordered that the IV fluids be stopped.
Dr. Jordan, who was qualified by the trial court as an expert in the field of emergency medicine, opined that that if a patient was receiving hydration though IV
Dr. Jordan agreed that the symptoms of heat related illness include "fatigue, cramps, nausea, decreased urinary output, vomiting, loss of mental status, dizziness, loss of ability to sweat, non-responsive, near comatose and go into a seizure." He testified that there were no signs in Mr. Serou's chart that he exhibited any symptoms of heat related illness, hyperthermia.
Dr. Jordan stressed that his opinion was that "there was nothing in the record" indicating Mr. Serou died of hyperthermia. Dr. Jordan acknowledged that his opinion that Mr. Serou did not die due to hyperthermia was based on never seeing this patient, never knowing this patient, and an incomplete (deficient) chart.
To recap, Touro presented three medical experts who opined that Mr. Serou did not die from hyperthermia. Neither Touro nor the Serou Plaintiffs, however, offered any medical expert testimony as to what Mr. Serou did die from. The burden of establishing medical causation was on the Serou Plaintiffs. The trial court in its reasons for judgment, as the majority notes, did not discuss the issue of whether the Serou Plaintiffs satisfied their burden of establishing causation. The trial court's reasons for judgment include only the following statement, in the recital of the factual background, regarding the cause of Mr. Serou's death: "Immediately after the hurricane, Mr. Serou's health rapidly deteriorated.
In sum, contrary to the majority, I would find that the Serou Plaintiffs failed to present competent evidence that Touro was a cause of Mr. Serou's death or suffering. For this reason, I would find that the trial court erred in rendering judgment in the Serou Plaintiffs' favor and against Touro.
Given that I would reverse the trial court's finding in favor of the Serou Plaintiffs on the principal demand against Touro, I would find Touro's indemnification cross-claim against Aggreko moot. For the same reason, I would find Aggreko's answer to Touro's appeal moot. For all these reasons, I respectfully dissent.
The Services Agreement includes an "Administrative Cooperation" provision that requires Touro to "[i]nterface with" SHONO's management. This provision requires Touro to ensure compliance with the Joint Commission of the Accreditation of Hospital Organizations requirements.
In May 2008, a medical review panel was convened. The panel issued an opinion in May 2008 favorable to Touro and SHONO. The medical review panel in its opinion found that the evidence did not support a finding that either Touro or SHONO failed to meet the applicable standard of care. The panel gave the following four reasons:
Paragraph number 9 of the Services Agreement is the pertinent provision of the agreements between the parties that directly addresses "emergency power":
Both the Lease and Service Agreement also contain "entire agreement" provisions.